Fee-only adviser · Scottsdale, AZ
345 Investment Advisory, LLC
345 Investment Advisory, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Scottsdale, Arizona. On its latest Form ADV, filed September 9, 2026, it reports $295M in regulatory assets under management, 933 individual clients and 6 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 342120 · SEC file 801-136279 |
| Office | 4835 East Cactus Road Suite 255 Scottsdale, AZ 85254 |
| Phone | (480) 624-5650 |
| Website | Not listed |
| Regulatory assets under management | $295M |
| Individual clients | 711 non-high-net-worth, 222 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 12 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 9, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Scottsdale
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- Galvin, Gaustad & Stein, LLC $1.4B
- Able Financial Group, LLC $733M
- Arq Wealth Advisors, LLC $1.2B
- Ironwood Investment Counsel, LLC $1.8B
See all 78 fee-only advisers in Scottsdale →
Nearby
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- Fountain Hills 2 firms
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- Carefree 2 firms
- Glendale 3 firms
- Mesa 9 firms
- Anthem 1 firm
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