Fee-only adviser · Larchmont, NY

Afa Advisors LLC

Afa Advisors LLC is a fee-only investment adviser registered with the securities regulator of New York, with its main office in Larchmont, New York. On its latest Form ADV, filed March 15, 2026, it reports $4.4M in regulatory assets under management and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

RegistrationState-registered: New York
Firm CRD number105454 · SEC file 801-14138
Office2005 Palmer Avenue Suite 172
Larchmont, NY 10538
Phone(516) 487-0200
WebsiteNot listed
Regulatory assets under management$4.4M
Individual clientsFewer than 5
Financial planning clientsNot reported
How it chargesPercentage of assets
ServicesPortfolio management
Employees2
Disciplinary disclosuresNone reported
Latest Form ADV filingMarch 15, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

  • It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
  • It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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