Fee-only adviser · New Canaan, CT
Alexander Capital Advisors, LLC
Alexander Capital Advisors, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in New Canaan, Connecticut. On its latest Form ADV, filed March 16, 2026, it reports $104M in regulatory assets under management, 16 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 140508 · SEC file 801-131809 |
| Office | 125 Elm Street New Canaan, CT 06840 |
| Phone | (203) 966-7707 |
| Website | www.alexcapadv.com |
| Regulatory assets under management | $104M |
| Individual clients | 6 non-high-net-worth, 10 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 16, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in New Canaan
- HTG Investment Advisors Inc $1.1B
- Gilman Hill Asset Management, LLC $1.2B
- RLR Capital Management, Inc. $8.9M
- McClain Value Management, LLC $39M
- Rangeley Capital, LLC $220M
See all 6 fee-only advisers in New Canaan →
Nearby
- Wilton 5 firms
- Norwalk 4 firms
- Pound Ridge 1 firm
- Darien 17 firms
- Georgetown 1 firm
- Rowayton 2 firms
- Stamford 30 firms
- Westport 21 firms
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