Fee-only adviser · Ashburn, VA
Allen Investment Management
Allen Investment Management is a fee-only investment adviser registered with the securities regulators of Maryland, Virginia, with a mailing address in Ashburn, Virginia (its office is a private residence, so the street address is not published). On its latest Form ADV, filed March 24, 2026, it reports $31M in regulatory assets under management, 47 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Maryland, Virginia |
|---|---|
| Firm CRD number | 174891 |
| Office | Ashburn, VA (mailing address; office not published) |
| Phone | (703) 945-3641 |
| Website | www.allenim.com |
| Regulatory assets under management | $31M |
| Individual clients | 39 non-high-net-worth, 8 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Ashburn
- Variplan, LLC Not reported
- Houlihan Financial Resource Group, Ltd. $357M
- Arbor Private Wealth, LLC $160M
- Capital Fiduciary Advisors $72M
- Different Investments, LLC $14M
- Next Play Financial $17M
See all 9 fee-only advisers in Ashburn →
Nearby
- Sterling 2 firms
- Potomac Falls 1 firm
- Herndon 3 firms
- Reston 16 firms
- Great Falls 2 firms
- Leesburg 5 firms
- South Riding 1 firm
- Chantilly 2 firms
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