Fee-only adviser · Lake Oswego, OR
Allium Financial Advisors, LLC
Allium Financial Advisors, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Lake Oswego, Oregon. On its latest Form ADV, filed July 23, 2026, it reports $734M in regulatory assets under management, 232 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 288462 · SEC file 801-110536 |
| Office | 310 N State Street Suite 208 Lake Oswego, OR 97034 |
| Phone | (877) 487-6860 |
| Website | www.alliumfinancial.com |
| Regulatory assets under management | $734M ($703M discretionary) |
| Individual clients | 61 non-high-net-worth, 171 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 10 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | July 23, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Lake Oswego
- Human Investing $2.2B
- CGC Financial Services $876M
- Taurus Capital Advisors, LLC $231M
- CWC Advisors, LLC $445M
- Aerodigm Wealth LLC $1.5B
- Wagner Planning $145M
See all 34 fee-only advisers in Lake Oswego →
Nearby
- Tigard 4 firms
- Tualatin 2 firms
- Beaverton 15 firms
- West Linn 4 firms
- Milwaukie 1 firm
- Portland 58 firms
- Gladstone 1 firm
- Wilsonville 2 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Allium Financial Advisors, LLC? Update this listing.