Fee-only adviser · Amarillo, TX
Ask Capital Investment Managers
Ask Capital Investment Managers is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Amarillo, Texas. On its latest Form ADV, filed August 27, 2026, it reports $110M in regulatory assets under management, 100 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 287711 · SEC file 801-137369 |
| Office | 600 S. Tyler ST. Ste. 1515 Amarillo, TX 79101 |
| Phone | (806) 322-7526 |
| Website | Not listed |
| Regulatory assets under management | $110M |
| Individual clients | 77 non-high-net-worth, 23 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management, Selection of other advisers |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 27, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Amarillo
- Money Methods, Inc. Not reported
- Adams Wealth Management $14M
- Toro Bravo Investment Advisors, LLC $31M
- Spring Capital Management $223M
- Double Seven Wealth Group, LLC $9.3M
- Kitsman Investment Management $11M
See all 7 fee-only advisers in Amarillo →
Nearby
- Canyon 1 firm
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