Fee-only adviser · Aventura, FL
Aspen Wealth Management, LLC
Aspen Wealth Management, LLC is a fee-only investment adviser registered with the securities regulator of Florida, with a mailing address in Aventura, Florida (its office is a private residence, so the street address is not published). On its latest Form ADV, filed October 19, 2026, it reports $33M in regulatory assets under management, 16 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Florida |
|---|---|
| Firm CRD number | 313212 |
| Office | Aventura, FL (mailing address; office not published) |
| Phone | (703) 626-2637 |
| Website | aspen-wm.com |
| Regulatory assets under management | $33M |
| Individual clients | 7 non-high-net-worth, 9 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | Yes, see SEC record |
| Latest Form ADV filing | October 19, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports disciplinary history on Form ADV. Read the disclosure details on its SEC record before you engage it.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Aventura
- Activest Wealth Management, LLC $1.5B
- Omnia Family Wealth, LLC $995M
- CV Advisors LLC $15.1B
- Fitzroy Investment Advisors LLC $1.0B
- B1 Financial $40M
- Goalfocus Financial, LLC $9.3M
See all 13 fee-only advisers in Aventura →
Nearby
- Hallandale Beach 3 firms
- North Miami Beach 2 firms
- Hollywood 3 firms
- North Miami 2 firms
- North Bay Village 1 firm
- Cooper City 1 firm
- Miami Shores 1 firm
- Miramar 2 firms
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