Fee-only adviser · Stockton, CA
Attentive Investments, LLC
Attentive Investments, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Stockton, California. On its latest Form ADV, filed February 12, 2026, it reports $197M in regulatory assets under management, 430 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 315478 · SEC file 801-121822 |
| Office | 5345 N El Dorado ST. Suite 5 Stockton, CA 95207 |
| Phone | (209) 636-4931 |
| Website | www.attentiveinv.com |
| Regulatory assets under management | $197M ($189M discretionary) |
| Individual clients | 385 non-high-net-worth, 45 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 12, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Stockton
- DKM Wealth Management, Inc. $317M
- Michael P Lynch Wealth Management, LLC $23M
- Lee R. Robinson & Associates $3.9M
- Boddington Capital, LLC $27M
See all 5 fee-only advisers in Stockton →
Nearby
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Attentive Investments, LLC? Update this listing.