Fee-only adviser · Redondo Beach, CA
Bollinger Capital Management, Inc.
Bollinger Capital Management, Inc. is a fee-only investment adviser registered with the securities regulator of California, with its main office in Redondo Beach, California. On its latest Form ADV, filed August 10, 2026, it reports $39M in regulatory assets under management, 23 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 134458 |
| Office | 1200 Aviation Blvd. Suite 201 Redondo Beach, CA 90278 |
| Phone | (310) 798-8855 |
| Website | www.bollingercapital.com |
| Regulatory assets under management | $39M |
| Individual clients | 5 non-high-net-worth, 18 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Other |
| Services | Financial planning, Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 10, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Redondo Beach
- Navigoe, LLC $408M
- Second Mountain Financial, Inc. $37M
- The Investment House LLC $2.5B
See all 4 fee-only advisers in Redondo Beach →
Nearby
- Torrance 15 firms
- Hermosa Beach 6 firms
- Palos Verdes Estates 2 firms
- Rolling Hills 1 firm
- Rolling Hills Estates 6 firms
- Manhattan Beach 16 firms
- El Segundo 18 firms
- Carson 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Bollinger Capital Management, Inc.? Update this listing.