Fee-only adviser · Wausau, WI
Borger Capital Management LLC
Borger Capital Management LLC is a fee-only investment adviser registered with the securities regulators of California, Florida, Wisconsin, with its main office in Wausau, Wisconsin. On its latest Form ADV, filed November 3, 2026, it reports $4.5M in regulatory assets under management, 26 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Florida, Wisconsin |
|---|---|
| Firm CRD number | 323065 |
| Office | 1606 Meadowview Road Wausau, WI 54403 |
| Phone | (715) 301-8111 |
| Website | Not listed |
| Regulatory assets under management | $4.5M |
| Individual clients | 26 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | November 3, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Wausau
- Hoff Private Wealth $177M
- Point Wealth, LLC $32M
See all 3 fee-only advisers in Wausau →
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Borger Capital Management LLC? Update this listing.