Fee-only adviser · Southlake, TX
Bow Stream Investments LLC
Bow Stream Investments LLC is a fee-only investment adviser registered with the securities regulators of California, Montana, Texas, with its main office in Southlake, Texas. On its latest Form ADV, filed October 14, 2026, it reports $10M in regulatory assets under management, 5 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Montana, Texas |
|---|---|
| Firm CRD number | 292230 |
| Office | 2801 E Southlake Blvd Ste 180, #109 Southlake, TX 76092 |
| Phone | (646) 535-9721 |
| Website | Not listed |
| Regulatory assets under management | $10M |
| Individual clients | 0 non-high-net-worth, 5 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 14, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Southlake
- Trinity Portfolio Advisors, LLC $531M
- Mills Wealth Advisors, LLC $549M
- Prestige Wealth Management $148M
- TL Private Wealth $364M
- Solutions 4 Wealth $189M
- Navigo Wealth Management, LLC $130M
See all 15 fee-only advisers in Southlake →
Nearby
- Grapevine 4 firms
- Colleyville 2 firms
- Keller 1 firm
- Westlake 1 firm
- Flower Mound 6 firms
- North Richland Hills 2 firms
- Coppell 1 firm
- Argyle 2 firms
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