Brio Financial Planning

Brio Financial Planning is a fee-only investment adviser registered with the securities regulators of Arizona, Massachusetts, with its main office in Prescott, Arizona. On its latest Form ADV, filed October 7, 2026, it reports $43M in regulatory assets under management, 27 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: Arizona, Massachusetts
Firm CRD number	159180
Office	646 S. Rancho Vista Drive Prescott, AZ 86303
Phone	(617) 934-0419
Website	briofinancialplanning.com
Regulatory assets under management	$43M
Individual clients	11 non-high-net-worth, 16 high-net-worth
Financial planning clients	26-50
How it charges	Fixed fee
Services	Financial planning, Portfolio management
Employees	1
Disciplinary disclosures	None reported
Latest Form ADV filing	October 7, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Prescott

• Lane Brothers Investment Counsel $240M
• Montoya Wealth Management $76M
• Yavapai Financial Planning, L.L.C. $47M
• Dogwood Capital Management $46M

See all 5 fee-only advisers in Prescott →