Fee-only adviser · Great Neck, NY
C & C Financial Services, Inc.
C & C Financial Services, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Great Neck, New York. On its latest Form ADV, filed March 26, 2026, it reports $66M in regulatory assets under management, 38 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 106752 · SEC file 801-47062 |
| Office | 175 Great Neck RD Suite 405 Great Neck, NY 11021 |
| Phone | (516) 482-3260 |
| Website | Not listed |
| Regulatory assets under management | $66M ($61M discretionary) |
| Individual clients | 31 non-high-net-worth, 7 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Great Neck
See all 4 fee-only advisers in Great Neck →
Nearby
- Manhasset 4 firms
- Lake Success 1 firm
- Port Washington 4 firms
- Flushing 1 firm
- Mineola 1 firm
- Garden City 11 firms
- Greenvale 1 firm
- Forest Hills 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at C & C Financial Services, Inc.? Update this listing.