Fee-only adviser · Milwaukee, WI
Capital Investment Services of America Inc
Capital Investment Services of America Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Milwaukee, Wisconsin. On its latest Form ADV, filed December 16, 2025, it reports $1.3B in regulatory assets under management, 898 individual clients and 9 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 110639 · SEC file 801-15052 |
| Office | 111 E. Wisconsin Ave, Suite 1310 Milwaukee, WI 53202 |
| Phone | (414) 278-7744 |
| Website | www.capinv.com |
| Regulatory assets under management | $1.3B |
| Individual clients | 642 non-high-net-worth, 256 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 9 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | December 16, 2025 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Milwaukee
- Johnson Wealth Inc. $10.3B
- Oarsman Capital, Inc $1.2B
- Operose Advisors LLC $2.1B
- 1834 Investment Advisors Co. $2.2B
- Diversified Management Inc $1.9B
- The Milwealth Group, LLC $497M
See all 34 fee-only advisers in Milwaukee →
Nearby
- Wauwatosa 3 firms
- Greenfield 1 firm
- Elm Grove 4 firms
- Brookfield 8 firms
- Mequon 7 firms
- Oak Creek 1 firm
- Thiensville 1 firm
- Germantown 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Capital Investment Services of America Inc? Update this listing.