Fee-only adviser · Naples, FL
Capital Wealth Planning, LLC
Capital Wealth Planning, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Naples, Florida. On its latest Form ADV, filed March 20, 2026, it reports $17.2B in regulatory assets under management, 12,217 individual clients and 6 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 150764 · SEC file 801-70333 |
| Office | 9015 Strada Stell CT Suite 203 Naples, FL 34109 |
| Phone | (239) 593-2100 |
| Website | www.capitalwealthplanning.com |
| Regulatory assets under management | $17.2B |
| Individual clients | 11,151 non-high-net-worth, 1,066 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 30 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 20, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Naples
- Ciccarelli Advisory Services Inc $1.6B
- 3EDGE Asset Management, LP $2.0B
- Pento Portfolio Strategies, LLC $237M
- The High Net Worth Advisory Group, LLC $862M
- Andrew Hill Investment Advisors, Inc. $231M
- Lodestar Advisory Group, LLC $93M
See all 36 fee-only advisers in Naples →
Nearby
- Bonita Springs 4 firms
- Estero 2 firms
- Fort Myers 9 firms
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