Fee-only adviser · San Clemente, CA
Capo Creek Financial Solutions
Capo Creek Financial Solutions is a fee-only investment adviser registered with the securities regulator of California, with its main office in San Clemente, California. On its latest Form ADV, filed May 19, 2026, it reports $9.0M in regulatory assets under management and 1 individual client. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 311923 |
| Office | 26 Via Adrian San Clemente, CA 92673 |
| Phone | (949) 433-7768 |
| Website | Not listed |
| Regulatory assets under management | $9.0M |
| Individual clients | 1 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | Not reported |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 19, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in San Clemente
- Stephenson and Company, Inc. $447M
- Coast Wealth Management, Inc. $43M
- Baker Jensen Investment Advisors, LLC $39M
See all 4 fee-only advisers in San Clemente →
Nearby
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- San Juan Capistrano 5 firms
- Dana Point 1 firm
- Laguna Niguel 2 firms
- Oceanside 1 firm
- Fallbrook 2 firms
- Rancho Santa Margarita 1 firm
- Aliso Viejo 6 firms
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