Fee-only adviser · Rocky Hill, CT
CM Financial Advisors, LLC
CM Financial Advisors, LLC is a fee-only investment adviser registered with the securities regulator of Connecticut, with its main office in Rocky Hill, Connecticut. On its latest Form ADV, filed July 20, 2026, it reports $48M in regulatory assets under management, 88 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Connecticut |
|---|---|
| Firm CRD number | 109991 |
| Office | 35 Cold Spring Road Suite 225 Rocky Hill, CT 06067 |
| Phone | (860) 563-5505 |
| Website | Not listed |
| Regulatory assets under management | $48M |
| Individual clients | 88 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | July 20, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Rocky Hill
- Dennis Glynn, CPA $40M
Nearby
- Cromwell 1 firm
- Glastonbury 11 firms
- Hartford 4 firms
- Middletown 2 firms
- West Hartford 7 firms
- Manchester 1 firm
- Farmington 7 firms
- South Windsor 2 firms
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