Fee-only adviser · Roswell, GA
Commonwealth Financial Planners Inc
Commonwealth Financial Planners Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Roswell, Georgia. On its latest Form ADV, filed March 31, 2026, it reports $228M in regulatory assets under management, 132 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 106831 · SEC file 801-112991 |
| Office | 1033 Canton Street Roswell, GA 30075 |
| Phone | (770) 399-6644 |
| Website | www.commonwealthfp.com |
| Regulatory assets under management | $228M ($3.8M discretionary) |
| Individual clients | 66 non-high-net-worth, 66 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Roswell
- Park Square Financial Group LLC $219M
- St. John & Associates, Inc. $128M
- Journey Beyond Wealth $250M
- Asset Guidance Group, LLC $17M
- Blueprint Wealth Management $138M
See all 6 fee-only advisers in Roswell →
Nearby
- Alpharetta 22 firms
- Dunwoody 1 firm
- Peachtree Corners 1 firm
- Sandy Springs 3 firms
- Milton 5 firms
- Johns Creek 4 firms
- Chamblee 2 firms
- Duluth 10 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Commonwealth Financial Planners Inc? Update this listing.