Fee-only adviser · St. Louis, MO
Confluence Investment Management LLC
Confluence Investment Management LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in St. Louis, Missouri. On its latest Form ADV, filed March 25, 2026, it reports $6.7B in regulatory assets under management, 14,486 individual clients and 25 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 146019 · SEC file 801-68723 |
| Office | 20 Allen Avenue, Ste 300 St. Louis, MO 63119 |
| Phone | (314) 743-5090 |
| Website | www.confluenceinvestment.com |
| Regulatory assets under management | $6.7B |
| Individual clients | 13,470 non-high-net-worth, 1,016 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 55 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 25, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in St. Louis
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- Plancorp, LLC $10.6B
- RBF Wealth Advisors $716M
- Tbg-Bedford Group LLC $758M
- Compass Wealth $112M
See all 57 fee-only advisers in St. Louis →
Nearby
- Ladue 1 firm
- Clayton 9 firms
- Webster Groves 1 firm
- Kirkwood 1 firm
- Creve Coeur 2 firms
- Sunset Hills 1 firm
- Chesterfield 10 firms
- Ellisville 2 firms
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