Crystal Rock Capital Management, LLC.

Crystal Rock Capital Management, LLC. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Bannockburn, Illinois. On its latest Form ADV, filed February 4, 2026, it reports $204M in regulatory assets under management and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	157296 · SEC file 801-73129
Office	2201 Waukegan Road Suite 245 Bannockburn, IL 60015
Phone	(847) 282-7010
Website	www.crystalrockcap.com
Regulatory assets under management	$204M
Individual clients	Fewer than 5
Financial planning clients	Not reported
How it charges	Percentage of assets, Other
Services	Portfolio management
Employees	4
Disciplinary disclosures	None reported
Latest Form ADV filing	February 4, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It also charges a percentage of assets managed for ongoing investment management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Bannockburn

• KGL Financial Advisors, LLC $30M

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