Fee-only adviser · Concord, CA
D & T Financial Advisors, Inc.
D & T Financial Advisors, Inc. is a fee-only investment adviser registered with the securities regulator of California, with its main office in Concord, California. On its latest Form ADV, filed February 26, 2026, it reports $87M in regulatory assets under management, 40 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 136297 |
| Office | 1985 Bonifacio Street Suite 201 Concord, CA 94520 |
| Phone | (925) 689-1360 |
| Website | Not listed |
| Regulatory assets under management | $87M |
| Individual clients | 13 non-high-net-worth, 27 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management, Pension consulting |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Concord
- Archvest Wealth Advisors, Inc. $387M
- Api Capital, LLC $4.0M
- Hunt Wealth Management $110M
See all 4 fee-only advisers in Concord →
Nearby
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- Walnut Creek 34 firms
- Lafayette 10 firms
- Benicia 3 firms
- Alamo 5 firms
- Clayton 1 firm
- Moraga 4 firms
- Orinda 5 firms
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