Fee-only adviser · Alpharetta, GA
ELM3 Financial Group, LLC
ELM3 Financial Group, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Alpharetta, Georgia. On its latest Form ADV, filed June 8, 2026, it reports $189M in regulatory assets under management, 282 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 140594 · SEC file 801-126278 |
| Office | 5755 North Point Pkwy Suite 92 Alpharetta, GA 30022 |
| Phone | (678) 297-9500 |
| Website | www.elm3financial.com |
| Regulatory assets under management | $189M ($183M discretionary) |
| Individual clients | 216 non-high-net-worth, 66 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 6 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 8, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Alpharetta
- Mpwm Advisory Solutions LLC $327M
- Forthright Wealth Management, LLC $773M
- Incompass Financial Partners, LLC $192M
- Wealth Science Advisors LLC $559M
- Tandemgrowth Financial Advisors, LLC $297M
- Integras Partners, LLC $245M
See all 22 fee-only advisers in Alpharetta →
Nearby
- Roswell 6 firms
- Milton 5 firms
- Peachtree Corners 1 firm
- Dunwoody 1 firm
- Johns Creek 4 firms
- Woodstock 6 firms
- Sandy Springs 3 firms
- Duluth 10 firms
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