Fee-only adviser · Appleton, WI
Endowment Wealth Management, Inc.
Endowment Wealth Management, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Appleton, Wisconsin. On its latest Form ADV, filed July 6, 2026, it reports $609M in regulatory assets under management, 471 individual clients and 10 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 108652 · SEC file 801-112413 |
| Office | W6272 Communication Court Appleton, WI 54914 |
| Phone | (920) 785-6010 |
| Website | www.endowmentwm.com |
| Regulatory assets under management | $609M ($403M discretionary) |
| Individual clients | 326 non-high-net-worth, 145 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers, Educational seminars |
| Employees | 14 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | July 6, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Appleton
- Gateway Wealth Partners, LLC $2.3B
- McGlone Suttner Wealth Management, Inc. $1.0B
- Kom Wealth Management Group, LLC $408M
- Stonehaven Wealth & Tax Solutions $168M
- Copper Harbor Investment Advisors, LLC $805M
- Professional Financial Management, Inc. $116M
See all 14 fee-only advisers in Appleton →
Nearby
- Menasha 1 firm
- Neenah 2 firms
- Hortonville 1 firm
- De Pere 1 firm
- Hobart 1 firm
- Oshkosh 4 firms
- Green Bay 6 firms
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