Fee-only adviser · Red Bluff, CA
Etzler Financial Advisors, LLC
Etzler Financial Advisors, LLC is a fee-only investment adviser registered with the securities regulator of California, with its main office in Red Bluff, California. On its latest Form ADV, filed April 13, 2026, it reports $5.5M in regulatory assets under management, 130 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 134022 |
| Office | 641 Main Street Red Bluff, CA 96080 |
| Phone | (530) 777-2030 |
| Website | www.etzlerfinancial.com |
| Regulatory assets under management | $5.5M |
| Individual clients | 35 non-high-net-worth, 95 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 13, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Nearby
- Anderson 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Etzler Financial Advisors, LLC? Update this listing.