Fee-only adviser · Ontario, CA
Falcon Wealth Planning, LLC
Falcon Wealth Planning, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Ontario, California. On its latest Form ADV, filed September 25, 2026, it reports $2.0B in regulatory assets under management, 1,581 individual clients and 22 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 174092 · SEC file 801-112659 |
| Office | 3400 Inland Empire Blvd. Suite 100 Ontario, CA 91764 |
| Phone | (855) 963-2526 |
| Website | www.falconwealthplanning.com |
| Regulatory assets under management | $2.0B ($1.9B discretionary) |
| Individual clients | 1,053 non-high-net-worth, 528 high-net-worth |
| Financial planning clients | More than 500 |
| How it charges | Percentage of assets, Hourly, Fixed fee, Other |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 40 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 25, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Ontario
- Xel $8.5M
- Pierpont Investment Group, LLC $16M
See all 3 fee-only advisers in Ontario →
Nearby
- Rancho Cucamonga 2 firms
- Claremont 4 firms
- Norco 1 firm
- Chino Hills 1 firm
- Diamond Bar 3 firms
- Covina 2 firms
- Riverside 3 firms
- West Covina 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Falcon Wealth Planning, LLC? Update this listing.