Fee-only adviser · Trumbull, CT
Fao Wealth Inc
Fao Wealth Inc is a fee-only investment adviser registered with the securities regulators of Connecticut, Florida, with its main office in Trumbull, Connecticut. On its latest Form ADV, filed April 1, 2026, it reports $44M in regulatory assets under management, 68 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Connecticut, Florida |
|---|---|
| Firm CRD number | 335746 · SEC file 801-132781 |
| Office | 55 Merritt Blvd Trumbull, CT 06611 |
| Phone | (203) 248-3076 |
| Website | faowealth.com |
| Regulatory assets under management | $44M |
| Individual clients | 55 non-high-net-worth, 13 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management, Pension consulting |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 1, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Trumbull
- Sladek & Witek, LLP $78M
Nearby
- Shelton 4 firms
- Easton 1 firm
- Fairfield 2 firms
- Southport 3 firms
- Redding 1 firm
- Newtown 1 firm
- Westport 21 firms
- Bethel 1 firm
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