Fee-only adviser · Rye, NY
Financial Spyglass®
Financial Spyglass® is a fee-only investment adviser registered with the securities regulator of New York, with its main office in Rye, New York. On its latest Form ADV, filed March 11, 2026, it reports $9.6M in regulatory assets under management, 5 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: New York |
|---|---|
| Firm CRD number | 166378 |
| Office | 80 Theodore Fremd Ave Rye, NY 10580 |
| Phone | (914) 921-6800 |
| Website | www.financialspyglass.com |
| Regulatory assets under management | $9.6M |
| Individual clients | 0 non-high-net-worth, 5 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Fixed fee |
| Services | Financial planning, Portfolio management, Educational seminars |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 11, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Rye
- Markin Asset Management, LP $153M
- Lotus Investment Advisors $30M
- New Age Alpha $2.5B
See all 4 fee-only advisers in Rye →
Nearby
- Harrison 6 firms
- Port Chester 1 firm
- Rye Brook 8 firms
- Purchase 5 firms
- Larchmont 3 firms
- Scarsdale 2 firms
- White Plains 11 firms
- Greenwich 22 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Financial Spyglass®? Update this listing.