Fiorile & Associates, LLC

Fiorile & Associates, LLC is a fee-only investment adviser registered with the securities regulator of New York, with its main office in Saranac Lake, New York. On its latest Form ADV, filed February 21, 2025, it reports $24M in regulatory assets under management, 52 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: New York
Firm CRD number	158733 · SEC file 801-128213
Office	126 Kiwassa Road Saranac Lake, NY 12983
Phone	(518) 891-3290
Website	www.fiorilecpa.com
Regulatory assets under management	$24M
Individual clients	52 non-high-net-worth, 0 high-net-worth
Financial planning clients	1-10
How it charges	Hourly, Fixed fee
Services	Financial planning, Portfolio management
Employees	1
Disciplinary disclosures	None reported
Latest Form ADV filing	February 21, 2025

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.