Fee-only adviser · Johns Creek, GA
Fleming Wealth Management, LLC
Fleming Wealth Management, LLC is a fee-only investment adviser registered with the securities regulator of Georgia, with its main office in Johns Creek, Georgia. On its latest Form ADV, filed February 5, 2026, it reports $90M in regulatory assets under management, 18 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Georgia |
|---|---|
| Firm CRD number | 133557 · SEC file 801-66551 |
| Office | 11555 Medlock Bridge Road Suite 100 Johns Creek, GA 30097 |
| Phone | (678) 597-4254 |
| Website | www.flemingwealthmanagement.com |
| Regulatory assets under management | $90M |
| Individual clients | 0 non-high-net-worth, 18 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 5, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Johns Creek
See all 4 fee-only advisers in Johns Creek →
Nearby
- Duluth 10 firms
- Suwanee 5 firms
- Peachtree Corners 1 firm
- Alpharetta 22 firms
- Roswell 6 firms
- Lawrenceville 1 firm
- Sugar Hill 1 firm
- Buford 4 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Fleming Wealth Management, LLC? Update this listing.