Fee-only adviser · Phoenix, AZ
Forward Financial Planning LLC
Forward Financial Planning LLC is a fee-only investment adviser registered with the securities regulators of Arizona, Colorado, with its main office in Phoenix, Arizona. On its latest Form ADV, filed September 10, 2026, it reports $2.6M in regulatory assets under management and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Arizona, Colorado |
|---|---|
| Firm CRD number | 322647 |
| Office | 4539 N 22nd ST Ste 7033 Phoenix, AZ 85016 |
| Phone | (720) 734-9818 |
| Website | www.fwdfinancialplanning.com |
| Regulatory assets under management | $2.6M |
| Individual clients | Fewer than 5 |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 10, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Phoenix
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- Versant Capital Management, Inc. $1.8B
- Windsor Capital Management, LLC $703M
- Bledsoe Asset Management, LLC $189M
- Wisdom Wealth Investment Advisors LLC $139M
See all 49 fee-only advisers in Phoenix →
Nearby
- Paradise Valley 1 firm
- Tempe 10 firms
- Scottsdale 78 firms
- Glendale 3 firms
- Sun City 1 firm
- Fountain Hills 2 firms
- Chandler 12 firms
- Mesa 9 firms
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