Fee-only adviser · Sioux Falls, SD
Gabe Nelson Financial, Inc.
Gabe Nelson Financial, Inc. is a fee-only investment adviser registered with the securities regulators of Iowa, Minnesota, Nebraska, South Dakota, with a mailing address in Sioux Falls, South Dakota (its office is a private residence, so the street address is not published). On its latest Form ADV, filed March 4, 2026, it reports $91M in regulatory assets under management, 202 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Iowa, Minnesota, Nebraska, South Dakota |
|---|---|
| Firm CRD number | 147879 |
| Office | Sioux Falls, SD (mailing address; office not published) |
| Phone | (605) 553-9180 |
| Website | www.gabenelsonfinancial.com |
| Regulatory assets under management | $91M ($88M discretionary) |
| Individual clients | 162 non-high-net-worth, 40 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 4, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Sioux Falls
- Alternative Strategies Group, Inc. $74M
- Elgethun Capital Management $1.1B
- Thompson Private Wealth $74M
- Impact Wealth Management $104M
- Prairie View Wealth Partners LLC $171M
- Parvin Asset Management, LLC $179M
See all 9 fee-only advisers in Sioux Falls →
Nearby
- Canistota 1 firm
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