Fee-only adviser · El Segundo, CA
Goldberg Financial Advisors, LLC
Goldberg Financial Advisors, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in El Segundo, California. On its latest Form ADV, filed April 28, 2026, it reports $120M in regulatory assets under management, 57 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 158147 · SEC file 801-135873 |
| Office | 222 Pacific Coast Highway 10th Floor El Segundo, CA 90245 |
| Phone | (310) 995-3396 |
| Website | goldbergfinancialadvisors.com |
| Regulatory assets under management | $120M |
| Individual clients | 18 non-high-net-worth, 39 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 28, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in El Segundo
- Regatta Capital Group, LLC $1.6B
- Validus Capital LLC $2.5B
- Greenshields Capital LLC $192M
- Sharper & Granite LLC $366M
- Rylander Richter $102M
- Keefer Pension Consulting, Inc. $197M
See all 18 fee-only advisers in El Segundo →
Nearby
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- Hermosa Beach 6 firms
- Marina Del Rey 6 firms
- Culver City 1 firm
- Torrance 15 firms
- Redondo Beach 4 firms
- Venice 1 firm
- Santa Monica 24 firms
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