Fee-only adviser · Fairfax, VA
Halo Capital Management
Halo Capital Management is a fee-only investment adviser registered with the securities regulators of Maryland, Virginia, with its main office in Fairfax, Virginia. On its latest Form ADV, filed July 16, 2026, it reports $55M in regulatory assets under management, 53 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Maryland, Virginia |
|---|---|
| Firm CRD number | 154898 |
| Office | 4000 Legato Road Suite 1100 Fairfax, VA 22033 |
| Phone | (703) 873-7591 |
| Website | halocap.com |
| Regulatory assets under management | $55M ($52M discretionary) |
| Individual clients | 14 non-high-net-worth, 39 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee, Other |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | July 16, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Fairfax
- Professional Financial Solutions, LLC $410M
- Pine Harbor Wealth Management LLC $507M
- Campion Asset Management, LLC $229M
- Commonwealth Asset Management Group LLC $18M
- David N. Hainsworth, C.p.a., P.C. Not reported
- Reliable Alliance Financial Not reported
See all 10 fee-only advisers in Fairfax →
Nearby
- Burke 1 firm
- Annandale 1 firm
- Chantilly 2 firms
- Tysons Corner 1 firm
- Vienna 15 firms
- Falls Church 3 firms
- Reston 16 firms
- McLean 26 firms
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