Fee-only adviser · Auburn, CA
Hammer Asset Management, LLC
Hammer Asset Management, LLC is a fee-only investment adviser registered with the securities regulators of California, New Hampshire, New York, with its main office in Auburn, California. On its latest Form ADV, filed March 18, 2026, it reports $27M in regulatory assets under management, 53 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, New Hampshire, New York |
|---|---|
| Firm CRD number | 106121 · SEC file 801-37476 |
| Office | 1223 High Street, Ste B1-2 Auburn, CA 95603 |
| Phone | (530) 888-0999 |
| Website | Not listed |
| Regulatory assets under management | $27M |
| Individual clients | 33 non-high-net-worth, 20 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 18, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
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