Fee-only adviser · Winnetka, IL
Harman Investment Advisors
Harman Investment Advisors is a fee-only investment adviser registered with the securities regulators of Alaska, Illinois, Ohio, with a mailing address in Winnetka, Illinois (its office is a private residence, so the street address is not published). On its latest Form ADV, filed June 29, 2026, it reports $3.0M in regulatory assets under management, 8 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Alaska, Illinois, Ohio |
|---|---|
| Firm CRD number | 122641 · SEC file 801-65036 |
| Office | Winnetka, IL (mailing address; office not published) |
| Phone | (312) 364-9490 |
| Website | www.4harman.com |
| Regulatory assets under management | $3.0M |
| Individual clients | 8 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 29, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Winnetka
- Eastgate Capital Advisors LLC $271M
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- Kevin Hebson & Company $22M
- Hartline Investment Corporation $935M
- Pilot Asset Management LLC $83M
- Rail-Splitter Capital Management LLC $484M
See all 8 fee-only advisers in Winnetka →
Nearby
- Northfield 7 firms
- Glencoe 1 firm
- Wilmette 2 firms
- Glenview 3 firms
- Evanston 5 firms
- Northbrook 17 firms
- Skokie 3 firms
- Highland Park 1 firm
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