Fee-only adviser · Oakbrook Terrace, IL
Harvest Investment Services, LLC
Harvest Investment Services, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Oakbrook Terrace, Illinois. On its latest Form ADV, filed May 26, 2026, it reports $758M in regulatory assets under management, 1,500 individual clients and 28 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 159390 · SEC file 801-79232 |
| Office | 1 Transam Plaza Drive Suite 230 Oakbrook Terrace, IL 60181 |
| Phone | (630) 613-9230 |
| Website | www.harvestinvestmentservices.com |
| Regulatory assets under management | $758M |
| Individual clients | 1,316 non-high-net-worth, 184 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 38 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Oakbrook Terrace
- Veracity Wealth Management LLC $49M
- Cypress Wealth Management $283M
- Sage Private Wealth Group, LLC $441M
See all 4 fee-only advisers in Oakbrook Terrace →
Nearby
- Lombard 2 firms
- Elmhurst 2 firms
- Oak Brook 8 firms
- Glen Ellyn 3 firms
- Downers Grove 10 firms
- Hinsdale 7 firms
- Western Springs 2 firms
- Itasca 2 firms
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