Fee-only adviser · Monroe, LA
Heritage Capital Management, Inc.
Heritage Capital Management, Inc. is a fee-only investment adviser registered with the securities regulator of Louisiana, with its main office in Monroe, Louisiana. On its latest Form ADV, filed February 12, 2026, it reports $61M in regulatory assets under management, 268 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Louisiana |
|---|---|
| Firm CRD number | 117498 |
| Office | 1609 Stubbs Ave Monroe, LA 71201 |
| Phone | (318) 692-3159 |
| Website | Not listed |
| Regulatory assets under management | $61M ($55M discretionary) |
| Individual clients | 232 non-high-net-worth, 36 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Other |
| Services | Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 12, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Monroe
- Graham, Bordelon, Golson & Gilbert, Inc. $421M
- Vines Capital Management, LLC $192M
- Pelican Wealth Management $12M
See all 4 fee-only advisers in Monroe →
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