Fee-only adviser · Darien, CT
Investors Capital Management Inc
Investors Capital Management Inc is a fee-only investment adviser registered with the securities regulator of Connecticut, with its main office in Darien, Connecticut. On its latest Form ADV, filed February 24, 2026, it reports $74M in regulatory assets under management, 47 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Connecticut |
|---|---|
| Firm CRD number | 110823 · SEC file 801-40164 |
| Office | 30 Old Kings Highway South - Suite 200 Darien, CT 06820 |
| Phone | (203) 656-7235 |
| Website | www.investorscap.com |
| Regulatory assets under management | $74M |
| Individual clients | 20 non-high-net-worth, 27 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Darien
- Beirne. $2.3B
- Bourgeon Capital Management LLC $1.3B
- Makenna & Company, Inc. $3.8M
- Private Capital Advisors, Inc. $1.3B
- Fairfield, Bush & Co. $589M
- Morse Asset Management, Inc. $534M
See all 17 fee-only advisers in Darien →
Nearby
- Rowayton 2 firms
- Norwalk 4 firms
- Stamford 30 firms
- New Canaan 6 firms
- Old Greenwich 1 firm
- Riverside 1 firm
- Greenwich 22 firms
- Westport 21 firms
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