Fee-only adviser · Westport, CT
JKG Capital LLC
JKG Capital LLC is a fee-only investment adviser registered with the securities regulators of Connecticut, Massachusetts, with its main office in Westport, Connecticut. On its latest Form ADV, filed May 21, 2026, it reports $15M in regulatory assets under management, 14 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Connecticut, Massachusetts |
|---|---|
| Firm CRD number | 284609 |
| Office | 55 Post Road West 2nd Floor Westport, CT 06880 |
| Phone | (203) 571-3557 |
| Website | jkgcapital.com |
| Regulatory assets under management | $15M |
| Individual clients | 3 non-high-net-worth, 11 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Fixed fee, Other |
| Services | Financial planning, Portfolio management, Selection of other advisers, Educational seminars |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 21, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Westport
- August Wealth Advisors LLC $437M
- Castlekeep Investment Advisors $921M
- Aspetuck Financial Management LLC $178M
- LCR Wealth Management LLC $152M
- Drum Hill Capital, LLC $194M
- Greenhouse Wealth Management, LLC $289M
See all 21 fee-only advisers in Westport →
Nearby
- Southport 3 firms
- Fairfield 2 firms
- Norwalk 4 firms
- Wilton 5 firms
- Rowayton 2 firms
- New Canaan 6 firms
- Georgetown 1 firm
- Darien 17 firms
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