Fee-only adviser · Mobile, AL
Kairos Asset Advisory, LLC
Kairos Asset Advisory, LLC is a fee-only investment adviser registered with the securities regulators of Alabama, Louisiana, with its main office in Mobile, Alabama. On its latest Form ADV, filed October 10, 2023, it reports $19M in regulatory assets under management and 23 individual clients. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Alabama, Louisiana |
|---|---|
| Firm CRD number | 153218 |
| Office | 1055 Dauphin Street Mobile, AL 36604 |
| Phone | (404) 840-7595 |
| Website | Not listed |
| Regulatory assets under management | $19M ($13M discretionary) |
| Individual clients | 14 non-high-net-worth, 9 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 10, 2023 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Mobile
- Leavell Investment Management, Inc. $3.4B
- Mitchell, McLeod, Pugh & Williams, Inc. $2.7B
- Williams Financial Group $355M
- Retirement Advisors, Inc. $160M
- Wilkins Miller Wealth Management, LLC $257M
- Lucia Wealth Management, LLC $29M
See all 10 fee-only advisers in Mobile →
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