Fee-only adviser · Lexington, KY
Keystone Financial Group, LLC
Keystone Financial Group, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Lexington, Kentucky. On its latest Form ADV, filed September 29, 2026, it reports $2.3B in regulatory assets under management, 6,602 individual clients and 33 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 170201 · SEC file 801-79274 |
| Office | 527 Wellington Way, Ste 225 Lexington, KY 40503 |
| Phone | (859) 317-8316 |
| Website | www.keystoneky.com |
| Regulatory assets under management | $2.3B ($2.3B discretionary) |
| Individual clients | 6,138 non-high-net-worth, 464 high-net-worth |
| Financial planning clients | More than 500 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Educational seminars |
| Employees | 49 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 29, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Lexington
- Itrust Asset Management, LLC $212M
- Ballast, Inc. $752M
- Moneywatch Advisors, Inc. $330M
- Wallace Hart Capital Management $264M
- Invest Inc. $165M
- Paragon Private Wealth Management LLC $458M
See all 21 fee-only advisers in Lexington →
Nearby
- Nicholasville 2 firms
- Richmond 1 firm
- Frankfort 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Keystone Financial Group, LLC? Update this listing.