Fee-only adviser · Palm Beach, FL
Klocke Capital Group, LLC
Klocke Capital Group, LLC is a fee-only investment adviser registered with the securities regulators of California, Florida, Texas, with its main office in Palm Beach, Florida. On its latest Form ADV, filed March 4, 2026, it reports $98M in regulatory assets under management, 84 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Florida, Texas |
|---|---|
| Firm CRD number | 156160 · SEC file 801-72111 |
| Office | 324 Royal Palm Way Suite 208 Palm Beach, FL 33480 |
| Phone | (877) 991-7161 |
| Website | www.klockecapital.com |
| Regulatory assets under management | $98M ($88M discretionary) |
| Individual clients | 68 non-high-net-worth, 16 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | Yes, see SEC record |
| Latest Form ADV filing | March 4, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports disciplinary history on Form ADV. Read the disclosure details on its SEC record before you engage it.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Palm Beach
- Hudson Value Partners, LLC $678M
- Asset Planning Corporation $104M
- Bassam Wealth Management, LLC $241M
- Dock Street Asset Management Inc $1.1B
- Harvey Capital Management Inc $579M
- Dudley & Shanley, Inc. $747M
See all 9 fee-only advisers in Palm Beach →
Nearby
- West Palm Beach 21 firms
- Lake Worth Beach 1 firm
- Riviera Beach 1 firm
- Lantana 1 firm
- Royal Palm Beach 1 firm
- Boynton Beach 2 firms
- Juno Beach 2 firms
- North Palm Beach 4 firms
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