Fee-only adviser · New Haven, CT
Ladd Capital Management LLC
Ladd Capital Management LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in New Haven, Connecticut. On its latest Form ADV, filed February 13, 2026, it reports $177M in regulatory assets under management and 69 individual clients. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 105162 · SEC file 801-11098 |
| Office | 110 Whitney Ave New Haven, CT 06510 |
| Phone | (203) 562-6624 |
| Website | www.laddcap.com |
| Regulatory assets under management | $177M ($97M discretionary) |
| Individual clients | 31 non-high-net-worth, 38 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | Not reported |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 13, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in New Haven
- Kreitler Financial LLC $585M
- The Real Wealth Coterie $8.3M
- Blakely Harbor Advisors, LLC $69M
- Plootus Not reported
See all 5 fee-only advisers in New Haven →
Nearby
- Woodbridge 1 firm
- North Haven 3 firms
- Branford 2 firms
- Shelton 4 firms
- Guilford 6 firms
- Cheshire 3 firms
- Trumbull 2 firms
- Madison 1 firm
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