Fee-only adviser · Hattiesburg, MS
Lee-Way Financial Services, Inc
Lee-Way Financial Services, Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Hattiesburg, Mississippi. On its latest Form ADV, filed March 5, 2026, it reports $132M in regulatory assets under management, 103 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 113983 · SEC file 801-135765 |
| Office | 1711 South 28th Avenue Hattiesburg, MS 39402 |
| Phone | (917) 952-4262 |
| Website | leewayfinancial.com |
| Regulatory assets under management | $132M |
| Individual clients | 57 non-high-net-worth, 46 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 5, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Hattiesburg
- Inman Jager Wealth Management, LLC $225M
- Trueline Wealth Group, LLC $170M
- Newsong Capital Management, Inc. $100M
See all 4 fee-only advisers in Hattiesburg →
Nearby
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