Fee-only adviser · San Luis Obispo, CA
Lewis Financial, LLC
Lewis Financial, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in San Luis Obispo, California. On its latest Form ADV, filed February 25, 2026, it reports $134M in regulatory assets under management, 253 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 170324 · SEC file 801-132016 |
| Office | 3590 Sacramento DR. Ste 140 San Luis Obispo, CA 93401 |
| Phone | (805) 548-0900 |
| Website | www.lewisfinancialslo.com |
| Regulatory assets under management | $134M |
| Individual clients | 195 non-high-net-worth, 58 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly |
| Services | Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 25, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in San Luis Obispo
- R.i.t. Wealth Advisors $235M
- Peak Wealth Advisors, Inc. $99M
- Cerro Pacific Wealth Advisors, LLC $532M
- KMR Wealth Advisory, LLC $66M
- Lance Parker Wealth Management $38M
- Salvini Financial Planning $116M
See all 14 fee-only advisers in San Luis Obispo →
Nearby
- Atascadero 2 firms
- Templeton 2 firms
- Santa Maria 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Lewis Financial, LLC? Update this listing.