Fee-only adviser · Melville, NY
Li Wealth Management Inc
Li Wealth Management Inc is a fee-only investment adviser registered with the securities regulator of New York, with its main office in Melville, New York. On its latest Form ADV, filed March 5, 2026, it reports $235K in regulatory assets under management, 24 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: New York |
|---|---|
| Firm CRD number | 331924 |
| Office | 1 Huntington Quadrangle Melville, NY 11747 |
| Phone | (516) 444-3377 |
| Website | Not listed |
| Regulatory assets under management | $235K |
| Individual clients | 24 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Educational seminars |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 5, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Melville
- Frisch Financial Group, Inc. $932M
- Prospect Financial Services LLC $431M
- Pelkonen and Associates LLC $293M
- Landmark Wealth Management, LLC $442M
- Clear Point Advisors, Inc. $253M
- Mountain Creek Capital, LLC $23M
See all 12 fee-only advisers in Melville →
Nearby
- Plainview 1 firm
- Farmingdale 1 firm
- Woodbury 2 firms
- Syosset 3 firms
- Hicksville 1 firm
- Lindenhurst 1 firm
- Huntington 3 firms
- Jericho 3 firms
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