Fee-only adviser · Lafayette, CA
Lloyd Tevis Investments, LLC
Lloyd Tevis Investments, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Lafayette, California. On its latest Form ADV, filed March 6, 2026, it reports $435K in regulatory assets under management, 12 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 323061 · SEC file 801-126660 |
| Office | 3658 MT Diablo Blvd, Suite 201 Lafayette, CA 94549 |
| Phone | (415) 237-1895 |
| Website | www.lloydtevis.com |
| Regulatory assets under management | $435K |
| Individual clients | 12 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 6, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Lafayette
- Meridian Investment Counsel, Inc. $723M
- Garner Financial Management $153M
- Asage Financial LLC $28M
- Olympia Wealth Management $20M
- VG Financial Consulting, LLC Not reported
- Invantage Capital LLC $4.2M
See all 10 fee-only advisers in Lafayette →
Nearby
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- Walnut Creek 34 firms
- Moraga 4 firms
- Orinda 5 firms
- Alamo 5 firms
- Concord 4 firms
- Berkeley 10 firms
- Danville 11 firms
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