Fee-only adviser · Glastonbury, CT
Mark Sheptoff Financial Planning LLC
Mark Sheptoff Financial Planning LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Glastonbury, Connecticut. On its latest Form ADV, filed March 30, 2026, it reports $467M in regulatory assets under management, 235 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 108742 · SEC file 801-57744 |
| Office | 703 Hebron Ave 3rd Floor Glastonbury, CT 06033 |
| Phone | (860) 734-1090 |
| Website | www.marksheptoff.com |
| Regulatory assets under management | $467M |
| Individual clients | 135 non-high-net-worth, 100 high-net-worth |
| Financial planning clients | 251-500 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 30, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Glastonbury
- Adviceone Advisory Services, LLC $2.0B
- Rossmore Private Capital, LLC $1.9B
- Top Private Wealth $106M
- Briggs Wealth Management, Inc. $362M
- Somnio Financial Group, LLC $168M
- QVM Group LLC $68M
See all 11 fee-only advisers in Glastonbury →
Nearby
- Manchester 1 firm
- Rocky Hill 2 firms
- Hartford 4 firms
- Cromwell 1 firm
- South Windsor 2 firms
- West Hartford 7 firms
- Middletown 2 firms
- Windsor 2 firms
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