Fee-only adviser · Davenport, IA
Matheson & Rock Wealth Management, LLC
Matheson & Rock Wealth Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Davenport, Iowa. On its latest Form ADV, filed January 8, 2026, it reports $530M in regulatory assets under management, 425 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 289603 · SEC file 801-114867 |
| Office | 2322 E. Kimberly Road, Suite 150N Davenport, IA 52807 |
| Phone | (800) 682-3937 |
| Website | Not listed |
| Regulatory assets under management | $530M |
| Individual clients | 265 non-high-net-worth, 160 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management, Pension consulting |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | January 8, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Davenport
- Quad-Cities Investment Group, LLC $426M
- Wealthspan Partners, LLC $451M
- Investment Consulting Group Inc $2.8B
See all 4 fee-only advisers in Davenport →
Nearby
- Bettendorf 2 firms
- Eldridge 1 firm
- East Moline 1 firm
- Moline 2 firms
- Rock Island 1 firm
- Geneseo 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Matheson & Rock Wealth Management, LLC? Update this listing.