Fee-only adviser · Suwanee, GA
Mersereau, Lazenby & Rockas, L.L.C.
Mersereau, Lazenby & Rockas, L.L.C. is a fee-only investment adviser registered with the securities regulators of Georgia, Montana, with its main office in Suwanee, Georgia. On its latest Form ADV, filed March 24, 2026, it reports $99M in regulatory assets under management, 143 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Georgia, Montana |
|---|---|
| Firm CRD number | 126139 |
| Office | 3469 Lawrenceville Suwanee RD Ste B Suwanee, GA 30024 |
| Phone | (770) 614-6800 |
| Website | cpamlr.com |
| Regulatory assets under management | $99M |
| Individual clients | 64 non-high-net-worth, 79 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 13 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Suwanee
- Weaver Capital Management, LLC $538M
- Premier Financial Advisory Services, LLC $37M
- Wilson Financial Group, LLC $50M
- Centurion Advisory Group, Inc $79M
See all 5 fee-only advisers in Suwanee →
Nearby
- Johns Creek 4 firms
- Sugar Hill 1 firm
- Duluth 10 firms
- Buford 4 firms
- Cumming 5 firms
- Lawrenceville 1 firm
- Peachtree Corners 1 firm
- Alpharetta 22 firms
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